Compliance review
Submit a file for review, and how reviewers approve documents or send them back.
Submit a file
- On the transaction, click Submit for review in the Documents & compliance card.
- Check the summary of documents on file, missing and not applicable, add an optional note for the reviewer, and click Submit.
After changes, the button reads Update submission or Resubmit for review.
Review a file
Submitted files wait on the Reviews tab, under Waiting for review, Returned and Approved. On each document a reviewer can approve it, mark it as needing changes (with a note), or mark it not applicable. Then:
- Approve file, or
- Return with changes, which sends it back to the coordinator.
Choose who reviews
On the Reviews tab, click Reviewers and tick who can review files. Leave everyone unticked and anyone on the team can. The account owner always can.